License holder summary

SWS SECURITIES, INC. is a State Investment Advisor Firm licensed to practice in New Mexico. The address on file for SWS SECURITIES, INC. is DALLAS, TX, 5270. This licensed professional license is not current. The license was granted 10/08/1996 and expired on 12/31/2002.

New Mexico

Regulation & Licensing Department

SWS SECURITIES, INC.
State Investment Advisor Firm
License number
5443
Date granted
10/08/1996
Date expires
12/31/2002
Class
State Investment Advisor Firm
Status
F-Federal
Address
DALLAS, TX, 5270
licensingnm.com
ID 7660753
LAST UPDATED 2026-03-25 02:45:08 UTC

This website is unaffiliated with the Regulation & Licensing Department. Please verify all information directly with the relevant official government authority.

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