icon license statusStatus

2
37
4
1

Icon license categoryCategory

1,606
1,600
1,602
1,602
1,616
1,598
1,606
1,584
1,578
1,595

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1,600
1,594
1,591
1,600
1,597
1,599
1,593
1,598
1,600
1,593

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Icon license locationLocation

3
1
1
1

Results

44 license holders

JACK STAHL & ASSOCIATES, INC.
Broker/Dealer Firm
New Mexico
Inactive
JBS SECURITIES CORP.
Broker/Dealer Firm
New Mexico
Inactive
HYDER AND COMPANY, INC.
Broker/Dealer Firm
New Mexico
Inactive
Livermore Trading Group, Inc.
Broker/Dealer Firm
New York
Inactive
KIOUS AND COMPANY, INCORPORATED
Broker/Dealer Firm
New Mexico
Inactive
Livermore Trading Group, Inc.
Broker/Dealer Firm
New York
Terminated
Merrill Lynch Financial Markets, Inc.
Broker/Dealer Firm
Jacksonville
Active
LOGRANO & CO., INC.
Broker/Dealer Firm
New Mexico
Inactive
MOGAVERO, LEE & CO., INC.
Broker/Dealer Firm
New Mexico
Terminated
PFS INVESTMENTS INC.
Broker/Dealer Firm
New Mexico
Inactive
NATIONAL FINANCIAL PLANNING ASSOC.
Broker/Dealer Firm
New Mexico
Inactive
Princeton Securities Group, Inc.
Broker/Dealer Firm
New Mexico
Inactive
REED, RICHARD A. D/B/A ...
Broker/Dealer Firm
New Mexico
Inactive
ROGER COX CAPITAL CORPORATION
Broker/Dealer Firm
New Mexico
Inactive
Raymond C. Forbes & Company, Inc.
Broker/Dealer Firm
New York
Inactive
SECURITIES COMPANY OF NEW MEXICO
Broker/Dealer Firm
New Mexico
Inactive
SOUTHWEST CAPITAL FUNDING GROUP INC
Broker/Dealer Firm
New Mexico
Inactive
Spectrum Capital Markets, LLC
Broker/Dealer Firm
New Mexico
Terminated
THORNBURG SECURITIES CORPORATION
Broker/Dealer Firm
New Mexico
Inactive
TIB (The Independent BankersBank
Broker/Dealer Firm
Devers
Voided