License holder summary

CARUSO JAMES THOMAS is a Investment Advisor Representative licensed to practice in New Mexico. This licensed professional license is not current. The license was granted 07/29/1997 and expired on 12/31/2002.

New Mexico

Regulation & Licensing Department

CARUSO JAMES THOMAS
Investment Advisor Representative
License number
6274
Date granted
07/29/1997
Date expires
12/31/2002
Class
Investment Advisor Representative
Status
Inactive
licensingnm.com
ID 6082243
LAST UPDATED 2026-04-02 15:21:01 UTC

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