License holder summary

FIRST UNION SECURITIES, INC. is a State Investment Advisor Firm licensed to practice in New Mexico. The address on file for FIRST UNION SECURITIES, INC. is CHARLOTTE, NC, 8288. This licensed professional license is not current. The license was granted 01/16/1996 and expired on 12/31/2002.

New Mexico

Regulation & Licensing Department

FIRST UNION SECURITIES, INC.
State Investment Advisor Firm
License number
4440
Date granted
01/16/1996
Date expires
12/31/2002
Class
State Investment Advisor Firm
Status
F-Federal
Address
CHARLOTTE, NC, 8288
licensingnm.com
ID 7658256
LAST UPDATED 2026-03-15 15:44:54 UTC

This website is unaffiliated with the Regulation & Licensing Department. Please verify all information directly with the relevant official government authority.

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